Resources Global Professionals (RGP) Investment Compliance Manager in Hong Kong, Hong Kong
Make a Difference in Your Professional Career!
To support RGP's continuous growth, we have immediate openings in our Hong Kong practice for seasoned IT professionals who are passionate in business consulting, innovative, result-driven, and people-oriented.
We are looking for a number of seasoned compliance professional to join our project team working with one of our top tier financial service clients:
Review policies, procedures, new product proposals and product related materials and carry out compliance review
Devise and implement effective AML, CRS and FATCA compliance programs
Identify and resolve compliance gaps with different business units and subsidiaries to ensure full compliance with regulatory requirements
Conduct regular regulatory and investment compliance monitoring procedures and checking
Manage regulatory requests and monitor submission of regulatory reports to ensure compliance with statutory filing requirements
Conduct compliance training
Degree holder in Accunting, Business Administration, Legal or related discipline
8 – 10 years relevant experience in compliance, internal audit/controls and/or risk management within financial institutions
Strong knowledge in investment banking products and regulatory regime in Hong Kong highly preferred (HKMA/SFC)
Knowledge on pension business, investment, AML, FATCA, CRS compliance
Proficient communication, written and spoken in both English and Chinese
Independent and able to work under pressure
Immediately available highly preferred
We offer competitive compensation & benefits to the appropriate candidate. For interested parties, please forward your resume by pressing the APPLY button below. Data received will be for recruiting purposes only.