Citi APAC - HK - Compliance Testing Reviewers in Hong Kong

  • Primary Location: HK,Hong Kong,Hong Kong

  • Education: None

  • Job Function: Compliance and Control

  • Schedule: Full-time

  • Shift: Day Job

  • Employee Status: Regular

  • Travel Time: No

  • Job ID: 17057316


  • Executing Testing based on a plan finalized at the beginning of the year adjusted periodically for emerging trends in regulatory/Compliance risks. Identify all relevant regulations applicable to the identified compliance risks to be covered in a review

  • Lead/Participate in Compliance testing reviews planning and develop a test program where required.

  • Execute the test program, and document the test details and results in the test program document

  • Assess the risk level of exceptions identified, and communicate effectively with the related parties

  • Propose solutions and help process owner develop corrective action plan (CAP), ensuring that CAPs adequately address the issues/risks

  • Ensures that CAPs adequately address the issues/risks

  • Support or perform a CAP validation.

  • Monitor test progress



  • Minimum Four years relevant experience in the financial services industry or in a reputed Accounting firm with financial institution engagement

  • Experience in compliance, control &/or audit /risk management role is desirable


  • Ability to build rapport and work closely with key country and regional stakeholders

  • Self-starter who can work independently

  • Strong communication and interpersonal skills

  • Balanced approach to Review exceptions

  • Strategic thinking and problem solving

  • Ability to use technology and analytics in problem solving

  • Strong Execution skills


  • Strategic ability to identify emerging Compliance risks

  • Ability to think outside the box

  • Ability to speak one’s mind and be able to stand firm, while balanced, on key issues specially when confronted with senior management with opposing views


  • Bachelor’s Degree with professional qualifications as applicable